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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (Right to Buy) | $ 21.22 | 02/17/2022 | M | 36,345 | (7) | 02/05/2024 | Common Stock | 36,345 | $ 0 | 0 | D | ||||
Option (Right to Buy) | $ 21.01 | 02/17/2022 | M | 27,568 | (8) | 02/01/2027 | Common Stock | 27,568 | $ 0 | 0 | D | ||||
Option (Right to Buy) | $ 22.66 | 02/17/2022 | M | 38,835 | (9) | 02/06/2029 | Common Stock | 38,835 | $ 0 | 0 | D | ||||
Option (Right to Buy) | $ 21.54 | 02/17/2022 | M | 20,959 | (10) | 02/13/2030 | Common Stock | 20,959 | $ 0 | 10,480 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
STRYKER DAVID M 10003 WOODLOCH FOREST DRIVE THE WOODLANDS, TX 77380 |
Exec VP, GC and Sec |
Rachel K. Muir, by Power of Attorney | 02/22/2022 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations. |
(2) | These shares of restricted stock granted under the Huntsman 2016 Stock Incentive Plan vest in three equal installments beginning February 17, 2023. |
(3) | Represents a "net exercise" of 36,345 outstanding stock options. 25,730 shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on February 17, 2022. The remaining net 10,615 shares were issued to and retained by the reporting person. |
(4) | Represents a "net exercise" of 27,568 outstanding stock options. 19,432 shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on February 17, 2022. The remaining net 8,136 shares were issued to and retained by the reporting person. |
(5) | Represents a "net exercise" of 38,835 outstanding stock options. 28,331 shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on February 17, 2022. The remaining net 10,504 shares were issued to and retained by the reporting person. |
(6) | Represents a "net exercise" of 20,959 outstanding stock options. 14,934 shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on February 17, 2022. The remaining net 6,025 shares were issued to and retained by the reporting person. |
(7) | These options granted under the Huntsman Stock Incentive Plan vested in three equal annual installments beginning February 5, 2015. |
(8) | These options granted under the Huntsman 2016 Stock Incentive Plan vested in three equal annual installments beginning February 1, 2018. |
(9) | These options granted under the Huntsman 2016 Stock Incentive Plan vested in three equal annual installments beginning February 6, 2020. |
(10) | These options granted under the Huntsman 2016 Stock incentive Plan vested as to 10,479 shares on February 13, 2021, 10,479 shares on February 13, 2022 and will vest as to 10,480 shares on February 13, 2023. |