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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (Right to Buy) | $ 17.59 | 06/30/2017 | M | 308 | (7) | 02/02/2021 | Common Stock | 308 | $ 0 | 0 | D | ||||
Option (Right to Buy) | $ 13.41 | 06/30/2017 | M | 11,858 | (8) | 02/01/2022 | Common Stock | 11,858 | $ 0 | 0 | D | ||||
Option (Right to Buy) | $ 17.85 | 06/30/2017 | M | 14,205 | (9) | 02/06/2023 | Common Stock | 14,205 | $ 0 | 0 | D | ||||
Option (Right to Buy) | $ 21.22 | 06/30/2017 | M | 11,682 | (10) | 02/05/2024 | Common Stock | 11,682 | $ 0 | 0 | D | ||||
Option (Right to Buy) | $ 22.77 | 06/30/2017 | M | 7,397 | (11) | 02/04/2025 | Common Stock | 7,397 | $ 0 | 3,698 | D | ||||
Option (Right to Buy) | $ 8.86 | 06/30/2017 | M | 11,225 | (12) | 02/03/2026 | Common Stock | 11,225 | $ 0 | 22,448 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Wright Randy W. 500 HUNTSMAN WAY SALT LAKE CITY, UT US 84108 |
VP and Controller |
Sean H. Pettey, by Power of Attorney | 07/05/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2017. |
(2) | The price reported in Column 4 of Line 4 with respect to the 11,858 shares sold on June 30, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.75 to $25.765. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (2) to this Form 4. |
(3) | The price reported in Column 4 of Line 6 with respect to the 14,205 shares sold on June 30, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.75 to $25.78 The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (3) to this Form 4. |
(4) | The price reported in Column 4 of Line 8 with respect to the 11,682 shares sold on June 30, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.75 to $25.768 The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (4) to this Form 4. |
(5) | The price reported in Column 4 of Line 10 with respect to the 7,397 shares sold on June 30, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.75 to $25.808. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (5) to this Form 4. |
(6) | The price reported in Column 4 of Line 12 with respect to the 11,225 shares sold on June 30, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.775 to $25.801. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (6) to this Form 4. |
(7) | These options vested in three equal annual installments beginning February 2, 2012. |
(8) | These options vested in three equal annual installments beginning February 1, 2013. |
(9) | These options vested in three equal annual installments beginning February 6, 2014. |
(10) | These options vested in three equal annual installments beginning February 5, 2015. |
(11) | This option became exercisable as to 3,698 shares on February 4, 2016 and 3,699 shares on February 4, 2017, and becomes exercisable as to the remaining 3,698 shares on February 4, 2018. |
(12) | This option became exerisable as to 11,225 shares on February 3, 2017 and becomes exercisable as to an additional 11,224 shares on February 3, 2018 and the remaining 11,224 shares on February 3, 2019. |