UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option (Right to Buy) | (1) | 02/20/2017 | Common Stock | 22,133 | $ 20.66 | D | |
Option (Right to Buy) | (2) | 03/02/2019 | Common Stock | 23,814 | $ 2.59 | D | |
Option (Right to Buy) | (3) | 02/23/2020 | Common Stock | 5,150 | $ 13.5 | D | |
Option (Right to Buy) | (4) | 02/02/2021 | Common Stock | 6,508 | $ 17.59 | D | |
Option (Right to Buy) | (5) | 02/01/2022 | Common Stock | 10,220 | $ 13.41 | D | |
Option (Right to Buy) | (6) | 02/06/2023 | Common Stock | 8,207 | $ 17.85 | D | |
Option (Right to Buy) | (7) | 02/05/2024 | Common Stock | 7,788 | $ 21.22 | D | |
Option (Right to Buy) | (8) | 02/04/2025 | Common Stock | 7,396 | $ 22.77 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Edlund Monte G 500 HUNTSMAN WAY SALT LAKE CITY, UT 84108 |
Division President |
Sean H. Pettey, by Power of Attorney | 07/07/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This option became exercisable in three equal annual installments on February 20, 2008, 2009 and 2010. |
(2) | This option became exercisable in three equal annual installments on March 2, 2010, 2011 and 2012. Options for certain of these shares were previously exercised. |
(3) | This option became exercisable in three equal annual installments on February 20, 2011, 2012 and 2013. |
(4) | This option became exercisable in three equal annual installments on February 20, 2012, 2013 and 2014. |
(5) | This option became exercisable in three equal annual installments on February 20, 2013, 2014 and 2015. |
(6) | This option became exerisable as to 2,736 shares on February 6, 2014 and 2,735 shares on February 6, 2015 and becomes exercisable as to the remaining 2,736 shares on February 6, 2016. |
(7) | This option became exerisable as to 2,596 shares on February 5, 2015 and becomes exercisable as to an additional 2,596 shares on February 5, 2016 and the remaining 2,596 shares on February 5, 2017. |
(8) | This option becomes exerisable as to 2,466 shares on February 4, 2016, an additional 2,465 shares on February 4, 2017 and the remaining 2,465 shares on February 4, 2018. |