UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option (right to buy) | 02/10/2005 | 02/10/2015 | Common Stock | 13,998 | $ 23 | D | |
Option (right to buy) | (1) | 03/01/2016 | Common Stock | 14,048 | $ 20.5 | D | |
Option (right to buy) | (2) | 02/20/2017 | Common Stock | 27,666 | $ 20.66 | D | |
Phantom Stock | (3) | 03/01/2016 | Common Stock | 1,296 | $ 0 | D | |
Phantom Stock | (4) | 02/20/2017 | Common Stock | 4,439 | $ 0 | D | |
Phantom Stock | (5) | 02/26/2009 | Common Stock | 8,052 | $ 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Genton Andre C 500 HUNTSMAN WAY SALT LAKE CITY, UT 84108 |
Division President |
/s/ Sean H. Pettey, as attorney-in-fact | 02/17/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option became exercisable as to 4,683 shares on March 1, 2007, an additional 4,682 shares on March 1, 2008 and becomes exercisable as to the remaining 4683 shares on March 1, 2009. |
(2) | The option became exercisable as to 9,222 shares on February 20, 2008 and becomes exercisable as to an additional 9,222 shares on February 20, 2009 and 9,222 shares on February 20, 2010. |
(3) | These shares of phantom stock become payable on March 1, 2009. |
(4) | These shares of phantom stock become payable in two equal annual installments beginning February 20, 2009. |
(5) | These shares of phantom stock become payable in three equal annual installments beginning February 26, 2009. |